MiFID paradoxes
- Category: MiFID
The firm making use of the MiFID II ancillary activity exemption (Article 2(1)(j)) in parallel with dealing on own account exemption (Article 2(1)(d)) is allowed to be a member of or a participant in a regulated market or MTF. True of false?
C6, C7 - financial market secret code
- Category: MiFID
Those, who have expected recent ESMA draft Guidelines on the application of C6 and C7 of Annex I of MiFID bring some discoveries to their day-to-day trading practice must feel somewhat disappointed.
Commodity derivatives under special supervision
- Category: MiFID
Are you sure your commodity derivatives trading does not exceed the allowable position limit?
Red alert for combustion plants below 50 MW
- Category: MCP Basics
The approximate number of 142,986 of medium combustion plants in the European Union will have to adapt to new rules.
MiFID II position limits calculation - regulatory monster, I agree
- Category: MiFID
When I first heard an opinion: "MiFID II - regulatory monster" I used to think of it as a simple affectation.
I used to... Till the moment I came across the ESMA's interpretation of position limits aggregation within the groupings of undertakings.
Nuances of REMIT and EMIR reporting
- Category: REMIT
Intra-group transactions and orders' reporting are areas where both schemes should not be commuted for...